Financial Security Management, Inc.,
an independent broker dealer; Financial
Security Advisory, Inc., an investment
advisory firm; and Financial Security Group,
Inc., an insurance brokerage firm, appreciate
the trust that you place with us when asking
us to help you protect and accumulate your
assets. We consider your account information
and data to be private and confidential
and we endeavor to hold ourselves to the
highest standards of trust and strictest
confidence. Our information-sharing practices
are designed to protect your privacy.
TYPES OF INFORMATION
The categories of non-public personal
information that we collect from a client
depend upon the scope of the client engagement.
It will include information about your
personal finances, employment and health
to the extent that it is needed for the
financial planning process.
We collect non-public personal information
about you from the following sources:
1. Information we receive from you on applications
or other forms, such as your name, address,
occupation, income, date of birth and social
2. Information about your transactions
with us, our affiliates, or others, such
as securities purchases and sales, withdrawals
and account transfers.
HOW WE TREAT THE
- We do not sell or share customer information
with outside marketers or unaffiliated
third parties. **
- We do not disclose any non-public personal
information about our customers or former
customers, except as permitted by law,
and we do not anticipate doing so in the
-We maintain a secure office and computer
environment to ensure that your information
is not placed at risk.
-We limit employee access to your information
and only others you have approved who have
a business or professional reason for knowing.
(ie: your accountant, your lawyer or banking
-Personally identifiable information about
you will be maintained during the time
you are a client, and for the required
time thereafter that such records are required
to be maintained by Federal and State securities
laws, and consistent with the CFP Board
Code of Ethics and Professional Responsibility.
After this required period of record retention,
all such information will be destroyed.
-At times, federal and state regulators
may review firm records as permitted by
** Outside Information Technicians have
limited access to our databases. These
individuals are required to sign a confidentiality
pledge prior to having access.
Security Management, Inc.
Financial Security Advisory, Inc.
Financial Security Group, Inc.
575 Lynnhaven Pkwy, Ste 310
Virginia Beach, VA 23452